| Abstract
Introduction: In natural medicine, the neem tree (Azadirachta
indica) is recognized as an effective treatment for many diseases
and is used for treatment of bacterial, viral, fungal infections
and for the treatment of malaria. A homeopathic formulation has
been used since the year 2000 for the prevention and treatment of
malaria and appears to be safe and effective. Resistance to neem
has not been found in many hundreds of years of use across the world.
Materials and methods: The purpose of the study was to
research whether the daily use of homeopathic neem medication decreases
the number of malaria attacks within 6 months and up to 2 years
of treatment in a population of both children and adults in the
area of Musoma, Tanzania. This was a single arm, prospective, observational
trial in subjects with recurrent malaria attacks in an at-home setting.
The 6 months follow-up data are presented here. Efficacy data was
based on subject reports gathered by questionnaires. Malaria symptoms
were not objectified by a clinical diagnosis. The homeopathic medicine
used in the trial is an ethanol based tincture carrying the medicinal
properties of the neem leaves.
Results: 152 patients were enrolled in the trial: 79 children
with a mean age of 11 years (4-18) and 73 adults with a mean age
of 37 years (19-93). The group of children consisted of 37 girls
and 42 boys. All subjects reported at least one malaria episode
in the previous 12 months. In the study population as a whole, 5%
reported an increase of malaria attacks at 3 months and 7% at 6
months. 38% reported no change at 3 months, decreasing to 13% at
6 months. The percentage of subjects who reported a decrease of
malaria episodes increased from 57% at 3 months to 81% after 6 months
of treatment. Compliance was low in the first 3 months of treatment
in the children group. Up to 68% of the children took less than
the prescribed amount of study medicine in the first 3 months. This
improved after adding the remedy to drinking water in the following
3 months. In contrast, 89% of the adults took the remedy as intended
or took more than the intended prophylactic dose. There were no
reports of side-effects during the treatment.
Conclusions: The homeopathic neem preparation has shown
to be effective for the reduction of malaria attacks in a highly
endemic area for Plasmodium falciparum. The treatment is
safe in the short term and the low cost of manufacturing renders
this treatment especially attractive for developing countries as
the purchase cost is well within the range of an average household
budget.
Introduction
Malaria
Malaria is a highly prevalent disease in sub-Saharan Africa. The
African continent alone accounts for approximately 90% of the global
malaria burden and currently malaria constitutes 10% of all infectious
and/or parasitic related burden of disease.1 In the country of Tanzania,
malaria accounts for over 30% of the National Disease Burden. 94%
of the population is at risk of attracting the illness every year.
Approximately 42% percent of the population lives in areas with
a constant perennial risk of malaria transmission caused by Plasmodium
falciparum. The estimated malaria related morbidity per year
is 14-18 million with an estimated number of deaths due to malaria
of 100,000-250,000 per year. 2 In regions with a constant perennial
transmission risk, immunity to malaria is common and increases with
age. The two groups most vulnerable to malaria in the Tanzanian
population are children under the age of 5 and pregnant women. Children
under the age of 5 have not had the chance to fully develop the
required immunity and pregnant women are more susceptible to malaria
due to a decreased immune status. The estimated mortality rate for
children under the age of 5 is 300 – 1600 per 100.000 cases
(0.3 – 1.6 %).2 According to the roll back malaria program,
the yearly mortality rate in children under 5 years due to malaria
is larger. The website mentions nearly a million children a year
to die of malaria in sub-Saharan countries. Along the same lines,
it can be expected that patients with a decreased immune system
– like HIV positive patients -have a higher risk of contracting
malaria and are prone to a more severe course of the disease. It
is described in literature that the malaria cases can be more severe
in HIV positive patients, however, there is no conclusive evidence
to prove it.3 Non-immune visitors from other parts of the world
form a fourth susceptible group for the illness but fall outside
the scope of the Tanzanian epidemiological counts.
Currently, it is estimated that only one third of the population
goes to a clinic to be tested and treated for malaria. The other
two thirds of the population self-diagnose and treat the condition
at home or don’t treat it at all. Clandestine malaria treatments
usually consist of paracetamol and less frequently anti-malarial
drugs or natural medicines. There are certain dangers associated
with this behavior. On one hand, self-medication has led to cases
of toxicity due to overdosing. On the other hand, it enhances resistance
of the malaria parasite when anti-malarial medication is used in
insufficient doses. Under treatment occurs frequently due to the
relatively high prices of anti-malarial medications. Some of the
reasons for the low number of patients coming to the clinic include
insufficient awareness of the risks of malaria (insufficient health
education) and the high cost of treatment. For a large proportion
of the population, anti-malarial drugs represent a substantial part
of the yearly household income.
Musoma is located in the Mara region in the North West of Tanzania
where a high risk for transmission is present all year round. This
can be partly explained by the proximity of Lake Victoria. It is
hard to predict how many malaria episodes the average adult experiences
during a year, as symptoms may vary and can be confused with symptoms
of other endemic diseases. Due to the intense drought over the past
year (2005-2006), malnourishment is common and illnesses occur more
frequently and more severely as a result.
The availability of an effective and affordable alternative for
malaria prophylaxis would decrease the number of malaria episodes
experienced by the local population and would improve health conditions
in the region. Various malaria vaccines are currently being researched
in clinical studies, however the clinical viability of such vaccines
remains as yet unknown.4,5,6
Although Artemisinin derivatives have been proven effective in
the treatment of malaria as single agents, single agent treatment
is not advised. The suggested use is in combination therapy with
anti-malarial drugs with a slow elimination rate. With this approach
the eradication of the parasite is more complete and resistance
will develop less rapidly.7
Neem
In natural medicine, the neem tree (Azadirachta indica)
is recognized as an effective treatment for many diseases. It has
been used in India for thousands of years. The first records of
its use date from as long as 4,500 years ago. As this natural treatment
has not been introduced to the Western world until recently, neem
has not been researched as extensively in clinical trials as modern
medicines are in order to comply with registration requirements.
The list of described therapeutic applications for neem is extensive
and the medicinal properties are widely implemented on the Indian
subcontinent. The leaf and bark of the tree are commonly used in
tea or in oily or aqueous extracts. Neem oil is produced by pressing
the seeds or alternatively by soaking the leaves in vegetable oil.
These preparations can be used for purposes as diverse as crop protection,
insect repellent, treatment of various skin disorders as well as
systemic bacterial, viral and fungal infections and for the prevention
and treatment of malaria. Preclinical trials have shown that neem
acts through two different pathways. One is by directly attacking
the causative micro-organisms, the other is by boosting the host’s
immune system on both the humoral and the cellular level.8 According
to our current knowledge, the use of neem in humans as a prophylaxis
for malaria has not been described in published literature.
An additional characteristic of neem oil is that it produces durable,
yet reversible birth control. A test was carried out with 20 male
members of the Indian army for the duration of a year. Daily oral
doses of neem seed oil were administered in gelatin capsules to
twenty married soldiers. It took 6 weeks to reach 100% birth control
and the effect remained during the entire year of the study. There
were no new pregnancies during the trial. The infertility of the
men was reversible within 6 weeks after cessation of the daily neem
treatment. Preclinical research in male monkeys in India and the
United States shows that neem reduces fertility without inhibiting
libido or sperm production.8 Neem oil has further been used as an
effective contraceptive in women when taken orally or applied intra-vaginally
before sexual intercourse. It is also thought to have a preventive
effect against sexually transmitted diseases when used topically
before or after intercourse. This effect appears to be mediated
by activating the local immune cell population in the vagina, thus
increasing the antigen presenting ability which leads to a spermicidal
effect.8
Numerous studies have been carried out to research the toxicity
of neem leaf and bark when taken orally. It was determined in these
studies that the neem leaf and bark are very safe to be taken orally,
except when taken in large quantities. Neem oil has been researched
thoroughly and regulatory agencies in several western countries
have found it to be safe when taken in low dosages for a limited
amount of time. Some people taking neem seed oil internally experienced
abdominal discomfort and nausea. Also consumption of large amounts
of raw neem oil has been implicated with decreased liver function.
It is yet unclear whether these side effects can be explained by
impurities introduced to the oil by low quality manufacturing processes.
Further research with pure forms of the seed oil is needed to provide
clarity on this matter As neem remains a natural compound with various
active ingredients, it is always advised to remain vigilant in its
use. As applicable to any medicinal compound, overdosing can potentially
be harmful. Such effects are not expected with the homeopathic neem
preparation for two reasons. Firstly, the solution is prepared with
the neem leaf which has been found safe when used in reasonable
quantities. Secondly, the concentrations of the neem leaf are extremely
low in homeopathic preparations. Homeopathic medicines are rarely
implicated with side-effects.
The Abha Light clinics in Kenya have been using neem
in its various forms for the treatment of many different illnesses
as it is cheap and easy to get in areas where modern medicines are
scarce. The Abha Light Foundation in Nairobi and its 8
affiliated clinics have been treating many patients with homeopathic
neem drops since 2000. Amongst others, the clinic has used the homeopathic
medicine for the prevention and treatment of malaria. To date, the
clinic has had very favorable experiences with this treatment. The
cost of production for the homeopathic neem medicine is extremely
low, averaging around a few cents USD per 20 ml. bottle which will
last one patient up to 2-3 months when the drops are taken prophylactically.
Interestingly, the bottle is the most expensive part of the treatment,
making up about 60% of the total cost. The cost of one bottle of
neem tincture remains well under the price of 0.5 US dollars.
The beneficial properties of neem and the lack of side-effects
in this preparation combined with the low manufacturing cost may
constitute a locally viable alternative to the more expensive anti-malaria
medication. If proven effective as a prophylactic it may provide
a much needed answer to the current upsurge in malaria cases in
developing countries.
Materials and Methods
Trial
Our primary hypothesis was that the daily use of homeopathic neem
medication would decrease the number of malaria attacks within 6
months of treatment and produce a sustainable effect in the medium
term. Additionally, we were interested to find evidence of the above
mentioned birth control effect.
For this purpose an exploratory trial was set up to research the
effects of the homeopathic neem remedy in subjects from the town
of Musoma and surrounding villages in Tanzania. This was a single
arm, prospective, observational trial in subjects with recurrent
malaria attacks. The study started in June 2005 and has been ongoing
for a little over 6 months at the time of writing. Both children
and adults were included in the trial. The trial population was
a group of orphans supported by the Tanzanian NGO Foundation HELP
and their guardian families. Pregnant women were excluded from the
study due to the experimental status of the medication.
The choice was made to observe the effects of the study remedy
in an at-home setting. From the start, it was anticipated that this
set up would pose some challenges in acquiring reliable data. Obtaining
information about treatment compliance especially would require
a specific effort as subjects could not be monitored regularly.
A clinical setting was not feasible due to the daily regimen and
the relatively long follow up. The benefit of a trial in an at-home
setting is that it reflects accurately how the remedy is used by
the subjects and which efficacy is related to this use. The use
of diaries was not feasible due to the widespread existence of illiteracy
in certain parts of the population. As this was an exploratory trial,
the efficacy data was based on subject reports. Malaria symptoms
were not objectified by a clinical diagnosis. To maximize the consistency
of the results, all subjects were visited in their homes by the
same local social worker. This person was well known by the guardian
families included in the trial and he provided the instructions
on the correct use of the remedy. In addition, the medication was
dispensed by the same person. All subjects were interviewed using
an identical questionnaire. This questionnaire was always completed
by the same social worker. In most cases, the primary guardians
reported on the experiences with the remedy for the entire family.
All subjects were requested to take the neem medication as follows:
children - 3 drops per dose twice daily in a glass of water, adults
- 5 drops per dose to be taken either directly into the mouth or
in a glass of water. In the event of a malaria attack, the adults
were instructed to take 15 drops every hour until the symptoms subsided.
The instructions for the children were to give them 10 drops every
hour identical to the adults. The subjects were advised to have
a week drug holiday after finishing every bottle to prevent any
potential side-effects which have previously been associated with
the continuous use of other neem preparations. To reinforce the
drug holiday, the subjects had to request a renewal of the bottle
after finishing the previous bottle. Only after request, subjects
were issued a new bottle. Any pregnancies during the study treatment
were to be reported immediately.
Medication
The homeopathic neem medication was obtained from the Abha
Light Health Foundation in Nairobi, Kenya. The homeopathic
medicine is an ethanol based tincture carrying the medicinal properties
of the neem leaves. It is serviced in 20 ml plastic dropper bottles.
A bottle contains an approximate amount of 100 doses (450-500 drops),
sufficient for use during 2-3 months in a twice daily regimen.
The patients were visited before the start of the trial and at
3 months and 6 months after the start of preventative treatment
to assess compliance with the study drug and the efficacy of the
treatment regimen. Baseline characteristics comprised of age, sex
and a positive number of malaria attacks in the previous 12 months
in a yes/no answer format. The instructions for the correct use
of the medication and the dosage were repeated in every household
at 3 months after the start of treatment. Any change in the frequency
of malaria attacks were recorded after 3 months and 6 months of
preventative treatment, again by the same social worker. Subjects
were asked to indicate whether the frequency of malaria attacks
had decreased, remained the same or increased after the start of
the study treatment. Compliance information was obtained as well
as the occurrence of any pregnancies during treatment when applicable.
The study is currently ongoing, final results will be presented
after a two year follow-up.
Statistical analysis
Considering the exploratory nature of the study, no statistical
significance testing was planned. The results were reported using
descriptive statistics. In order to detect a decrease in the proportion
of subjects experiencing malaria attacks from 80% to 70% over 6
months, with a two-sided alpha of 0.05 and power of 80%, a sample
of size 136 subjects would be needed. Clearly, this study with a
sample of size 152 subjects has a sample size large enough to detect
a 10% decrease in proportion of malaria attacks.
Results
Efficacy
This publication presents the 6 months follow up data obtained
from June until December 2005.
A total of 152 patients were enrolled in the trial. The treatment
group consisted of 79 children up to and including the age of 18
years and 73 adults above the age of 18
(mostly guardians of the researched children). The group of children
consisted of 37 girls and 42 boys. The mean age of the children
was 11 years (range 4-18). The group of adults consisted of 48 women
and 25 men. The mean age of the adults was 38.6 years (range 19-93).
All subjects reported at least one malaria episode in the previous
12 months.
At the 3 month check up, 8% (n=6) of the children had an increase
of malaria episodes compared to baseline, in 47% (n=37) of the children
no change was observed in the frequency of episodes and in 46% (n=36)
a decrease of malaria episodes was reported. In the adult group,
1 subject reported an increase in malaria attacks, 29% (n=21) reported
no change and 70% (n=51) reported a decrease in the frequency of
malaria episodes. After 6 months, 10% (n=8) of the children had
an increase of malaria episodes, in 16% (n=13) no change in frequency
was observed and in 73% (n=58) the number of malaria attacks had
decreased. With the adults, 3% (n=2) reported an increase of malaria
attacks, 8%(n=6) reported no change and 89% (n=65) reported a decrease
in malaria attacks. In the study population as a whole, 5% reported
an increase of malaria attacks at 3 months and 7% at 6 months. 38%
reported no change at 3 months decreasing to 13% at 6 months. The
percentage of subjects who reported a decrease of malaria episodes
increased from 57% at 3 months to 81% after 6 months of treatment.
See Table 1 and Figures 1-4.
Up to 68% of the children took less than the prescribed amount
of study drug in the first 3 months. In contrast, 89% of the adults
took the medicine as intended or took more than the intended prophylactic
dose.
38 of the women in the adult group were within the fertile age
during the trial and 20 girls in the children group may have been
fertile, when a cut-off point of 12 years is applied. In response
to the pregnancy question, no women indicated having been pregnant
during 6 months previous to the start of treatment and there were
no reports of pregnancies during the trial. There was thus no difference
in frequency of pregnancies before and during the trial.



Safety
Despite active prompting for side-effects at every visit, no side-effects
were reported during the study treatment.
Discussion
This study was a prospective, exploratory trial to research whether
daily use of homeopathic neem medicine could be administered safely
and effectively for the prevention of malaria attacks in subjects
with a high risk of contracting the illness. The study was carried
out in the Mara region of Tanzania, which has a continuous high
risk of transmission of Plasmodium falciparum infections
all year round. Children and pregnant women are particularly vulnerable
to malaria due to insufficient intrinsic immunity against the disease.
Pregnant women were excluded from the current trial, due to the
experimental nature of the study drug and unknown side-effects.
About half of the study population consisted of children of various
ages, ranging from 4 to 18 years. There was a homogenous spread
of all ages within this group. Both girls and boys were researched
in an almost 1:1 ratio, making this a balanced group. The ages of
the participating adults also showed a homogenous spread between
the ages of 19 and 70 with the exception of one woman who was 93
years old. There was a slight predominance of women in this group,
probably due to their role as caregivers in the family and their
usually higher interest in health matters compared to men in this
region. The study population contained more children than the average
local population. As children are more susceptible to malaria, it
was deliberately planned to acquire more data from this group. The
planned sample size was met and was large enough to allow for reliable
conclusions in this non- comparative trial.
From the efficacy results, it is clear that the subjects predominantly
reported a decrease in malaria attacks. As the diagnosis of malaria
was not clinically confirmed, a placebo effect may have biased the
results towards the positive. Also, a recall bias cannot be ruled
out. Furthermore, self-diagnosis can be tricky as symptoms of malaria
can mimic other endemic diseases. The effect on the results of this
bias is difficult to quantify. Having said that, the continuing
decrease in reported attacks between 3 and 6 months of treatment
in both groups, seem to indicate that there is indeed a treatment
effect. In this case, as the treatment duration increases, the effect
becomes more evident as the number of experienced malaria attacks
on study medication deviates further from the baseline frequency.
It would be interesting to see if this decline is sustainable during
the remaining 18 months of the trial.
The results indicate that the preventative treatment effect in
this study was higher in the adult population than in the group
of children. In our opinion two reasons could explain this difference,
as discussed in the following section.
As already mentioned, children constitute one of the two vulnerable
groups in the epidemics of malaria. The relative incidence of malaria
is larger in this group and the course of the disease is more often
serious than in adults who have had a chance to build up a certain
immunity. This would explain both the lower overall response in
the children after 6 months and the slightly higher percentage of
children with an increase in malaria attacks while on treatment.
We searched our data set for common factors in those subjectswhere
the malaria frequency had increased both after 3 and 6 months. No
common factors could be identified between the individual cases.
Only two of these 8 cases were known to be HIV positive. Drug intake
was not significantly different than the rest of the treatment group
and the effect could not be attributed to other concurrent illnesses
or additional factors. We therefore conclude that the higher proportion
of malaria increases must be due to the higher baseline susceptibility
of children to the disease.
Additionally, the results show a difference in timing of medicine
effect between the adult group and the children. In the adult group
the largest decrease in malaria attacks occurs between the start
of treatment and the first visit after 3 months. This observation
is in line with previous experiences in other clinics. In contrast,
the main decrease in the group of children occurred between the
second and the third visit. This late decline can be explained by
a below average drug intake during the first three months of treatment.
Neem drops are very bitter to the taste, and are therefore difficult
to take orally, especially for young children. Despite the instructions
to add the drops to a glass of water for the children, it was only
after reiteration at the 3 month follow-up visit that this practice
was implemented. With the drops being added to water, drug compliance
increased leading to a larger proportion of decreases in malaria
episodes in the second half of the trial. This experience portrays
one of the challenges of clinical research in an at-home setting
in a developing nation. Understanding and execution of verbal instructions
is a limiting factor when part of the study population has little
to no formal education. The reliability of such data could be greatly
improved by the use of subject diaries. This would however restrict
the research setting to a more developed country, where illiteracy
is less common. Malaria is however generally not endemic in those
areas as education and literacy in a large percentage of the population
require a certain degree of development of a nation.
As previously described, the secondary objective for this trial
was to research whether there was evidence of a birth control effect
of neem when used in the homeopathic preparation. Approximately
58 girls and women could have been expected to be in the fertile
age during the trial. The questionnaire did unfortunately not include
a question on the existence and frequency of sexual activity among
the subjects during the treatment, hereby making it impossible to
conclude whether the study medicine had a birth control effect.
The absence of a difference between the number of pregnancies before
and during the trial is therefore not conclusive. More attention
should be given to this aspect during the set up of a future trial.
The treatment effect was directly linked with compliance to the
treatment regimen, as observed in the group of children where the
number of reported malaria attacks clearly decreased after the neem
drops were added to drinking water. Our experience in this trial
is that it is imperative to add the neem drops to a glass of water
to ensure compliance in small children as the remedy is very bitter
to the taste. Also for adults, it is advisable to add the drops
to drinking water.
The lack of side effects found in this trial concurs with the
previously reported safety of homeopathic medicines. In this study
there was no evidence of short term or acute side- effects after
6 months of preventative treatment. The follow up period of this
trial was not long enough to explore long-term side effects. Specific
clinical trials should be designed to gather this type of information.
As no laboratory investigations were performed during this trial,
there is no information on potential liver enzyme elevations. There
was no clinical evidence to suggest impairment of the liver function
in the researched subject. One would not expect such effect with
a homeopathic preparation, as homeopathic preparations only contain
trace amounts of the original medicinal compounds. Also, the decrease
in liver function was only associated with the use of crude neem
oil. This oil is derived from neem seeds and not from neem leaves
as utilized for the preparation of the study medication.
With every newly developed anti-malarial medicine there is the
perpetual question of resistance. With most modern medicines, resistance
of the malaria parasites is found relatively soon after introduction.
Modern medicines generally contain only one purified active substance
of the original plant to which substances are added in the formulation
process. It is thought that pathogens may develop resistance more
rapidly to the single active substance. In natural remedies, the
natural balance of all substances is retained as found in the original
plant. As the National Research Council (NRC) points out, Neem has
a complex chemical makeup with more than twenty compounds identified
to date. This theoretically makes development of resistance unlikely.9
It is unknown whether the homeopathic neem remedy produces resistance
of the malaria parasite. The dual action of neem on both the parasite
and the host immune system, may theoretically delay a decrease in
clinical efficacy due to resistance. Furthermore, homeopathic remedies
have not shown to produce resistance in the past, making the researched
medication an interesting candidate for future trials. Obviously,
this issue should be closely monitored as the use of neem medications
expands.
Conclusions
From this trial we conclude that the researched homeopathic neem
drops are effective and can be safely used up to 6 months when a
drug holiday of a week is observed after every 2-3 months of treatment.
The results from this study show that the daily use of neem in
a homeopathic solution is associated with a convincing reduction
of malaria attacks in a large proportion of the study population.
This effect was observed in both adults and children after 6 months
of preventative treatment. More research is needed to clarify the
durability of this preventative effect in the long term. Due to
insufficient information the trial remained inconclusive towards
the birth control effect as associated with neem. This aspect should
be the subject of future trials.
The homeopathic neem preparation has shown to be effective for
the reduction of malaria attacks in a highly endemic area for Plasmodium
falciparum. The treatment is safe in the short term and the
low cost of manufacturing renders this treatment especially attractive
for developing countries as the purchase cost is well within the
range of an average household budget.
In response to the experiences in the above trial, our group is
currently setting up a second trial in the same region of Tanzania
incorporating blood parasite counts and including additional questions
on the sexual behavior of the trial subjects to objectify the effects
of homeopathic neem drops in an at home setting.
Acknowledgements
This trial was organized and financed by Global Resource Alliance
(GRA), a non-profit organization in Ojai, California, USA.
Data was collected by Christopher Gamba, a social worker at Foundation
HELP in Musoma, Tanzania.
We thank Mrs. Didi Ananda Ruchira, Director of Abha Light Foundation
in Nairobi, Kenya for her contributions to the body text and for
her generous help and advice involving the study medication.
We thank Mr. Anselm Magoma, public health officer for the Mara
region of Tanzania, for reviewing the article and for providing
the necessary national epidemiological statistics.
We thank Mrs. Melanie Poulin-Costello, Statistician at Bayer Corp.
in Toronto, Canada for her advice in the statistical section.
We thank Dr. Makuke for his cooperation and research into the
use of neem tincture for the treatment and prevention of malaria.
Contacts:
www.globalresourcealliance.org
www.foundationhelp.org
www.abhalight.org
A Voluntary worker for GRA (Global Resource Alliance), Musoma,
Tanzania B Social worker in employment of Foundation HELP, Musoma,
TanzaniaC Director of Global Resource Alliance (GRA) in Ojai, California,
USA.
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